Huan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huan Li (李煥), a licensed Responsible Officer with CE reference BCF504. Currently licensed at 1 firm(s): Shenwan Hongyuan Capital (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 12.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-10 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-12-10 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-17 | 2024-12-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-17 | 2024-12-10 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-30 | 2021-04-28 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-16 | 2021-04-28 |
| GSI Finance Group Limited 富安金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-29 | 2016-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Huan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.