Yinzi Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yinzi Liu (劉寅子), a licensed Responsible Officer with CE reference BJI223. Currently licensed at 2 firm(s): Sheng Yuan Asset Management Limited, Sheng Yuan Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-11 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-30 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-29 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-09 | 2024-07-30 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-09 | 2024-01-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-31 | 2019-05-11 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yinzi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bing Li | Sheng Yuan Securities Limited | 2024–2026 |
| Quan Zhou | Sheng Yuan Securities Limited | 2024–present |
| Ka Pan Lau | Sheng Yuan Securities Limited | 2024–2026 |
| Hongli Li | Sheng Yuan Asset Management Limited | 2025–present |
| Huili Zheng | Sheng Yuan Securities Limited | 2025–present |
| Yuzhe Jia | Sheng Yuan Asset Management Limited | 2025–present |
| Tung Ching Wong | Sheng Yuan Securities Limited | 2025 |
| Hing Man Hung | Sheng Yuan Securities Limited | 2024 |
| Tik Wai Leung | Sheng Yuan Securities Limited | 2025–present |
| Xixin Deng | Sheng Yuan Securities Limited | 2026–present |
| Tawei Hsu | Sheng Yuan Securities Limited | 2026–present |
| Hsiu Mei Lin | Sheng Yuan Securities Limited | 2026–present |
| Wai Ho Ng | Sheng Yuan Securities Limited | 2025 |
| Shenyi Yuan | Sheng Yuan Asset Management Limited | 2026–present |
| Chengxing Fan | Sheng Yuan Asset Management Limited | 2026–present |