Simon Peter Sadler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Peter Sadler, a licensed Responsible Officer with CE reference AFJ906. Currently licensed at 1 firm(s): Segantii Capital Management Limited. Active regulated activities: Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | Type 9 - Asset management | 2007-11-22 | present |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-07-07 | 2005-05-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Peter Sadler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.