Sze Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chan (陳詩), a licensed Representative with CE reference BOK502. Currently licensed at 2 firm(s): Shenwan Hongyuan Capital (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 7.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-27 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-27 | present |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-24 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-24 | present |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-11 | 2021-11-05 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2021-11-05 |
| Grit Securities Limited 啟恒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2020-07-10 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2020-07-10 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 - Asset management | 2019-06-24 | 2020-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.