Jose Kar Kiu Pun
潘加翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jose Kar Kiu Pun (潘加翹), CE reference AWR716. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-08-14 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-08-14 | present |
| QUAD Capital Management Limited |
Rep | Type 4 — Advising on securities | 2016-08-03 | 2018-05-31 |
| QUAD Capital Management Limited |
Rep | Type 9 — Asset management | 2016-08-03 | 2018-05-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2016-06-12 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-13 | 2016-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-20 | 2013-12-20 |