Jacky Ngok Chung Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Ngok Chung Yiu (姚岳棕), a licensed Responsible Officer with CE reference BGZ260. Currently licensed at 2 firm(s): Senchi Morgan Capital Market Limited, Senchi Morgan Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 18.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Senchi Morgan Capital Market Limited 盛世摩根證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-13 | present |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-13 | present |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 - Asset management | 2025-02-13 | present |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-18 | 2024-12-06 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 4 - Advising on securities | 2024-01-18 | 2024-12-06 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 |
RO | Type 9 - Asset management | 2024-01-18 | 2024-12-06 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-09 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-09 | 2023-05-30 |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
RO | Type 9 - Asset management | 2021-04-09 | 2023-05-30 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-16 | 2021-04-09 |
| Grand Rich Securities Limited 浩豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-16 | 2021-04-09 |
| Grand Rich Asset Management Limited 浩豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-16 | 2021-04-09 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2019-08-16 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-15 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-15 | 2021-01-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-27 | 2019-08-16 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-08 | 2019-08-15 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-08 | 2019-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jacky Ngok Chung Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.