Hongli Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongli Li (李宏麗), a licensed Responsible Officer with CE reference BDQ909. Currently licensed at 2 firm(s): Sheng Yuan Securities Limited, Sheng Yuan Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-15 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 - Advising on securities | 2026-01-15 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-17 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-17 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-20 | 2025-12-17 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-10-20 | 2025-12-17 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-11-06 | 2025-09-19 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-11-06 | 2025-09-19 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-11 | 2024-11-06 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-09-11 | 2024-11-06 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-03 | 2024-06-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-05-03 | 2024-06-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-05 | 2024-05-03 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-05 | 2024-05-03 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-05 | 2024-06-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-22 | 2024-05-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-22 | 2021-07-02 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-16 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-27 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-27 | 2017-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hongli Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.