Jackie Ching Wan Fung

馮青雲
CE No. AOB388 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackie Ching Wan Fung (馮青雲), CE reference AOB388. Currently licensed at 1 firm(s): Shanghai Securities (Hong Kong) Limited. Total licence records on file: 28.

Licence history

FirmRoleRegulated activityFromTo
Shanghai Securities (Hong Kong) Limited
上海證券(香港)有限公司
RO Type 9 — Asset management 2023-03-23 present
Shanghai Securities (Hong Kong) Limited
上海證券(香港)有限公司
RO Type 1 — Dealing in securities 2021-03-19 present
Shanghai Securities (Hong Kong) Limited
上海證券(香港)有限公司
RO Type 4 — Advising on securities 2021-03-19 present
Pearl Bridge Securities Limited
橋匯證券有限公司
RO Type 1 — Dealing in securities 2020-09-30 2021-01-31
Pearl Bridge Securities Limited
橋匯證券有限公司
RO Type 4 — Advising on securities 2020-09-30 2021-01-31
Pearl Bridge Asset Management Limited
橋匯資產管理有限公司
Rep Type 4 — Advising on securities 2020-08-21 2020-08-21
Pearl Bridge Asset Management Limited
橋匯資產管理有限公司
Rep Type 9 — Asset management 2020-08-21 2020-08-21
Pearl Bridge Asset Management Limited
橋匯資產管理有限公司
RO Type 4 — Advising on securities 2020-08-21 2021-01-31
Pearl Bridge Asset Management Limited
橋匯資產管理有限公司
RO Type 9 — Asset management 2020-08-21 2021-01-31
China Credit International Securities Co., Limited
中誠國際證券有限公司
Rep Type 1 — Dealing in securities 2020-05-20 2020-06-03
China Credit International Securities Co., Limited
中誠國際證券有限公司
Rep Type 4 — Advising on securities 2020-05-20 2020-06-03
China Credit International Securities Co., Limited
中誠國際證券有限公司
Rep Type 9 — Asset management 2020-05-20 2020-06-03
XinKong International Securities Limited
信控國際證券有限公司
RO Type 2 — Dealing in futures contracts 2018-07-10 2019-09-18
XinKong International Securities Limited
信控國際證券有限公司
RO Type 1 — Dealing in securities 2017-01-10 2019-09-18
XinKong International Securities Limited
信控國際證券有限公司
RO Type 4 — Advising on securities 2017-01-10 2019-09-18
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 — Dealing in securities 2013-08-18 2017-01-10
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2013-08-18 2018-07-10
XinKong International Securities Limited
信控國際證券有限公司
RO Type 1 — Dealing in securities 2013-02-19 2013-08-18
XinKong International Securities Limited
信控國際證券有限公司
RO Type 2 — Dealing in futures contracts 2013-02-19 2013-08-18
XinKong International Asset Management Limited
信控國際資產管理有限公司
Rep Type 9 — Asset management 2012-11-02 2018-03-16
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 4 — Advising on securities 2011-12-12 2017-01-10
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 — Dealing in securities 2011-05-09 2013-02-19
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2011-05-09 2013-02-19
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 — Dealing in securities 2010-08-23 2011-04-14
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-08-23 2011-04-14
Nerico Brothers Limited Rep Type 1 — Dealing in securities 2008-02-21 2008-10-09
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 — Advising on securities 2007-11-14 2008-02-01
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2007-05-21 2008-02-01

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