Richard Jr. Yung
榮文淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Jr. Yung (榮文淵), CE reference ABA159. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-10 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-14 | 2024-06-15 |