Derek Tak-Lai Man
文德禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Tak-Lai Man (文德禮), CE reference AWY306. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-06-15 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-06-15 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-06-15 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-21 | 2021-05-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-01 | 2021-05-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-01-01 | 2021-05-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-01 | 2018-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-08-01 | 2018-12-31 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-08 | 2016-06-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-08 | 2016-06-24 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-03-08 | 2016-06-24 |