Yuan Yuan
原渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Yuan (原渊), a licensed former licensee with CE reference ASM187. This person has 17.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-21 | 2026-04-17 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-11-01 | 2026-04-17 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-04-28 | 2017-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.