Wing Chung Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chung Lau (劉穎聰), a licensed Representative with CE reference ANG393. Currently licensed at 1 firm(s): Ninety One Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-09-26 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-09 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-09 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2014-04-09 | present |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-23 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-23 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-05-23 | 2014-06-30 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-23 | 2011-03-14 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2008-04-23 | 2011-03-14 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2008-04-23 | 2011-03-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-02 | 2008-03-20 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 - Dealing in securities | 2006-04-03 | 2007-09-13 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 - Advising on securities | 2006-04-03 | 2007-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Chung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.