Barnaby Arthur Cecil Joll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barnaby Arthur Cecil Joll, CE reference APL251. Currently licensed at 1 firm(s): Nine Masts Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2026-03-02 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-15 | 2021-03-19 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-15 | 2021-03-19 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-04-15 | 2021-03-19 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-05-06 | 2020-04-15 |
| Blue Pool Capital Limited |
Rep | Type 9 — Asset management | 2016-09-07 | 2019-03-15 |
| Marshall Wace Asia Limited | Rep | Type 9 — Asset management | 2011-03-02 | 2016-08-19 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-10-08 | 2011-01-05 |
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-10-08 | 2011-01-05 |