Richard Chun Yiu Ng
吳晉堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chun Yiu Ng (吳晉堯), CE reference BER542. Currently licensed at 1 firm(s): Nice Talent Asset Management Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | present |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-30 | present |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-22 | 2020-05-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2018-12-31 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-18 | 2015-12-01 |