Terence Chung Han Lam
林忠漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Chung Han Lam (林忠漢), CE reference AGT968. Currently licensed at 1 firm(s): Nomura Asset Management Hong Kong Limited. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-18 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-18 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2025-12-18 | present |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2011-06-21 | 2019-01-29 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2011-06-21 | 2016-09-30 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-12 | 2025-06-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2010-10-12 | 2019-06-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-10-12 | 2025-06-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2010-10-12 | 2019-06-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2010-10-12 | 2025-06-19 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2010-10-12 | 2018-02-20 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2010-10-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2010-10-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-01 | 2010-10-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2010-09-01 | 2010-10-12 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-09-01 | 2010-10-12 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | 2010-09-01 | 2010-10-12 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-09 | 2010-05-15 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-09-09 | 2010-05-15 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 — Asset management | 2008-09-09 | 2010-05-15 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-11 | 2008-09-09 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-03 | 2008-09-09 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-04-03 | 2008-09-09 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-17 | 2008-03-12 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-07-05 | 2008-03-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-27 | 2005-04-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-27 | 2005-04-13 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-07-01 | 2004-09-23 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-07-01 | 2004-09-23 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-23 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-23 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-23 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2004-07-02 |