David Yu Wai Fung
馮裕偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yu Wai Fung (馮裕偉), CE reference ADY240. Currently licensed at 1 firm(s): Nexus Investment Advisors Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-23 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-02 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-21 | 2022-01-04 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-09-11 | 2012-01-11 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-09-11 | 2012-01-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-22 |