Siu Fung Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fung Yuen (袁兆豐), a licensed Responsible Officer with CE reference AFO695. Currently licensed at 1 firm(s): Nomura Asset Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-27 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2026-07-27 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 - Asset management | 2026-07-27 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-24 | 2026-07-27 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-24 | 2026-07-27 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2023-07-24 | 2026-07-27 |
| Bitfire Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-25 | 2022-12-30 |
| Bitfire Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2022-04-25 | 2022-12-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-29 | 2018-03-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-29 | 2018-03-30 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-16 | 2016-03-04 |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-20 | 2016-01-31 |
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-24 | 2014-06-20 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2013-04-12 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-13 | 2013-04-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-03-27 | 2007-07-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-03-27 | 2007-07-21 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-11 | 2006-03-11 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2003-08-11 | 2006-03-11 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2003-08-11 | 2005-03-23 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-11 | 2005-03-15 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-08 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-07 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fung Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.