Yeung Siu
蕭暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeung Siu (蕭暘), a licensed former licensee with CE reference BAV317. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-14 | 2026-05-22 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-14 | 2026-05-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-18 | 2025-04-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-18 | 2025-04-25 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2024-02-16 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-04 | 2024-02-16 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-04 | 2024-02-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-11 | 2022-01-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-11 | 2022-01-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-22 | 2019-01-24 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-22 | 2019-01-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-04 | 2013-08-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-04 | 2013-08-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-04 | 2013-08-10 |