Na Tian
田娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Tian (田娜), CE reference BJQ057. Currently licensed at 1 firm(s): New Harvest Wealth Securities Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-11 | present |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 9 — Asset management | 2021-07-09 | 2023-12-11 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2021-04-09 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2017-09-08 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2017-09-08 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-08 | 2023-12-11 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-08 | 2023-12-11 |