Philipp Schoenhuber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philipp Schoenhuber, CE reference ANQ274. Currently licensed at 1 firm(s): Nine Masts Capital Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2024-12-19 | present |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2023-04-26 | 2024-06-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | 2023-01-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2023-01-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-29 | 2023-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-08-12 | 2017-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-08-12 | 2017-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-08-12 | 2017-06-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2013-05-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-06-21 | 2013-05-09 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-21 | 2013-05-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-04-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-10 | 2011-04-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-10 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-10 | 2011-04-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-10 | 2011-04-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-10 | 2009-03-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-07-10 | 2009-03-05 |