Charles Ross Day
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Ross Day, a licensed former licensee with CE reference ACR808. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-01-27 | 2026-07-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-01-27 | 2026-07-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-07 | 2025-01-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-08-07 | 2025-01-27 |