Suen Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suen Lam, CE reference AZQ775. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-20 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-01 | 2025-10-20 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-11-17 | 2023-05-25 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-11-17 | 2023-05-25 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-30 | 2023-05-25 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-04 | 2022-03-30 |