Nicholas Che-Sun Li
李子燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Che-Sun Li (李子燊), CE reference BGQ870. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-16 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-16 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-16 | present |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-04 | 2021-01-16 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-04 | 2021-01-16 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2015-12-15 | 2018-05-04 |