Quentin Fu Shing Lee
李富成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quentin Fu Shing Lee (李富成), CE reference AEH165. Currently licensed at 1 firm(s): Hing Wong Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-04-01 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-04-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-12 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-12 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-12 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-12 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-12 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-12 |