Hao Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Wu (鄔浩), a licensed Responsible Officer with CE reference AYZ032. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-25 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-25 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-27 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-04 | 2020-03-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-04 | 2020-03-25 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-29 | 2019-08-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-29 | 2019-08-09 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2017-08-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-30 | 2017-08-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-30 | 2017-08-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-13 | 2015-10-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tianxiao Yang | BOCI Asia Limited | 2012–2015 |
| Xiaowen Lin | ICBC International Capital Limited | 2015–2017 |
| Meng Hua Ng | BOCI Asia Limited | 2012–2015 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2012–2015 |
| Chunming Song | BOCI Asia Limited | 2012–2015 |
| William Wai Tak Tong | BOCI Asia Limited | 2012–2015 |
| Pan Li | BOCI Asia Limited | 2012–2015 |
| Chun Fai Fong | BOCI Asia Limited | 2012–2015 |
| Paul Chau | BOCI Asia Limited | 2012–2015 |
| Kenneth Chi Kin Chung | BOCI Asia Limited | 2012–2015 |
| Xin Li | BOCI Asia Limited | 2012–2015 |
| Xiaolu Chen | BOCI Asia Limited | 2012–2015 |
| Wayne Holt Chan | BOCI Asia Limited | 2012–2015 |
| Yi Shen | BOCI Asia Limited | 2012–2015 |
| Yanruo Wang | BOCI Asia Limited | 2012–2015 |
| Guilin Zhang | BOCI Asia Limited | 2012–2015 |
| Lili Chen | BOCI Asia Limited | 2012–2015 |
| Jing Xu | BOCI Asia Limited | 2012–2015 |
| Yan Cheng | BOCI Asia Limited | 2012–2015 |
| Jia Wang | BOCI Asia Limited | 2012–2015 |