Yi Mu Liu
劉亦木
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Mu Liu (劉亦木), a licensed former licensee with CE reference BSY350. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-01-07 | 2026-04-30 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-01-07 | 2026-04-30 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-31 | 2026-04-30 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-11-04 | 2025-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Mu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.