Shun Hong Liu
廖舜康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Hong Liu (廖舜康), a licensed Responsible Officer with CE reference ANQ958. Currently licensed at 1 firm(s): Hong Investment Advisors Limited. Active regulated activities: Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Investment Advisors Limited | RO | Type 9 - Asset management | 2012-02-29 | present |
| SPARX Asia Investment Advisors Limited | RO | Type 4 - Advising on securities | 2008-01-07 | 2011-07-29 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 - Asset management | 2008-01-07 | 2011-07-29 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-07-17 | 2008-01-07 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-07-17 | 2008-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shun Hong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.