Simon Tak Lung Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Tak Lung Yau (游德隆), a licensed Responsible Officer with CE reference AQS425. Currently licensed at 1 firm(s): Hope Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 30.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 - Advising on securities | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 - Asset management | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-28 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 9 - Asset management | 2024-10-28 | 2024-10-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-25 | 2024-06-27 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-25 | 2024-06-27 |
| Pantheon Securities Limited 全利證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-06 | 2024-05-31 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-04 | 2021-05-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 - Advising on securities | 2020-08-04 | 2021-05-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-16 | 2020-08-04 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-16 | 2020-08-04 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-30 | 2020-06-30 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-30 | 2020-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-30 | 2020-06-30 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-07 | 2020-01-11 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 - Asset management | 2019-01-07 | 2020-01-11 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-07 | 2020-01-11 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-07 | 2020-01-11 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2018-10-31 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-10 | 2018-10-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-21 | 2017-07-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-21 | 2017-07-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-04 | 2012-11-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2012-11-20 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-21 | 2010-07-01 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-21 | 2010-07-01 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 9 - Asset management | 2008-04-21 | 2010-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Tak Lung Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.