Shirley Suet Yee Chan
陳雪怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Suet Yee Chan (陳雪怡), CE reference AGI487. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Corporate Finance (International) Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-17 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-20 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-22 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-15 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2016-02-22 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2011-06-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2011-05-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-04 | 2011-05-03 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-21 | 2009-04-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-29 | 2009-04-24 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-27 | 2006-08-07 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-06-09 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |