Patricia Lai Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Lai Wah Chan (陳麗華), a licensed Responsible Officer with CE reference AQN141. Currently licensed at 1 firm(s): Homily Worldwide Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 9 - Asset management | 2024-07-12 | present |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-11 | present |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 4 - Advising on securities | 2023-07-11 | present |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-18 | 2022-09-13 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 4 - Advising on securities | 2016-05-18 | 2022-09-13 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 |
RO | Type 9 - Asset management | 2016-05-18 | 2022-09-13 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-15 | 2016-04-30 |
| Alpha Wealth Management Limited 艾法財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-01-15 | 2016-04-30 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | 2008-04-09 | 2010-01-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-12 | 2010-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patricia Lai Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.