Pui Kwan Cheung
張培群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kwan Cheung (張培群), a licensed Responsible Officer with CE reference ACT768. Currently licensed at 1 firm(s): Hong Kong Horizon Insights Research Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Horizon Insights Research Limited 香港弘則研究有限公司 |
RO | Type 4 — Advising on securities | 2022-07-21 | present |
| Hong Kong Horizon Insights Research Limited 香港弘則研究有限公司 |
RO | Type 9 — Asset management | 2022-07-21 | present |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-26 | 2022-03-14 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-26 | 2022-03-14 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-06 | 2019-03-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-22 | 2019-03-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2019-03-29 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-29 | 2016-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | 2014-12-30 | 2016-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-03-29 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2016-09-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-23 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-23 |