Kwok Wah Tong
唐國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Tong (唐國華), CE reference AEM039. Currently licensed at 1 firm(s): Holly International Financial Holdings Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-26 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-08 | 2024-08-30 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-08 | 2024-08-30 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2021-08-31 |