Wan Sang Andy Shek
石縕勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Sang Andy Shek (石縕勝), a licensed Responsible Officer with CE reference BAG221. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 4 - Advising on securities. This person has 10.8 years of SFC licence history. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2025-12-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-19 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-10 | 2025-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-11-10 | 2025-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2025-11-10 | 2025-12-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-10 | 2025-12-19 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2024-06-28 | 2025-06-27 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-08 | 2024-06-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-18 | 2025-06-27 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-11-18 | 2025-06-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2020-11-18 | 2025-06-27 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-11-18 | 2025-06-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-02 | 2020-11-18 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-02 | 2020-11-18 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-02 | 2020-11-18 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-22 | 2020-05-30 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-22 | 2020-05-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-23 | 2018-10-23 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-23 | 2018-10-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-23 | 2018-10-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2015-02-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2015-02-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-03 | 2015-02-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-10-03 | 2013-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Sang Andy Shek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.