Christine Ying Ko
高英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Ying Ko (高英), CE reference ARI201. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Corporate Finance (International) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-07 | present |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2016-12-05 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-29 | 2016-12-05 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-30 | 2015-05-13 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-30 | 2015-05-13 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-13 | 2014-06-12 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-13 | 2014-06-12 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-19 | 2010-10-30 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-19 | 2010-10-30 |