Dick Tak Ming Ma
馬德銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tak Ming Ma (馬德銘), a licensed Representative with CE reference ABH572. Currently licensed at 1 firm(s): Holly International Financial Holdings Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-24 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-24 | 2025-06-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-16 | 2024-01-18 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-16 | 2024-01-18 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 - Advising on securities | 2021-05-11 | 2023-11-16 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-11 | 2021-05-11 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-14 | 2023-11-16 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-03 | 2021-01-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-03 | 2020-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-03 | 2020-10-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-08-26 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-14 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-06-14 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-14 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Tak Ming Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Po Chu Lau | VC Futures Limited | 2003–2012 |
| Ella Sau Kuen Lau | VC Futures Limited | 2003–2012 |
| Tak Choi Cheng | VC Futures Limited | 2003–2012 |
| Chung Shing Cheung | VC Futures Limited | 2003–2012 |
| Lai Ying Lee | VC Futures Limited | 2003–2012 |
| Man Shu Lee | VC Futures Limited | 2003–2012 |
| Chi Ho Leung | VC Futures Limited | 2003–2012 |
| Sau Ho Chan | VC Futures Limited | 2003–2012 |
| Joanna Shuk Yee Cheung | VC Futures Limited | 2003–2012 |
| Lois Kam Lo Chan | VC Futures Limited | 2003–2012 |
| Ka Wai Chan | VC Futures Limited | 2003–2012 |
| Siu Lee Ching | VC Futures Limited | 2003–2012 |
| Leo Wai Choi Hung | VC Futures Limited | 2003–2012 |
| Thomas Kam Tong Leung | VC Futures Limited | 2003–2012 |
| Sammy Lam | VC Futures Limited | 2003–2012 |
| David Ngai | VC Futures Limited | 2003–2012 |
| Rosinna Man Wah Sum | VC Futures Limited | 2003–2012 |
| Anna Yuen Ming Tong | VC Futures Limited | 2003–2012 |
| Venus Suet Lin Yuen | VC Futures Limited | 2003–2012 |
| Ming Kwong Tse | VC Futures Limited | 2003–2012 |