Dick Tak Ming Ma
馬德銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tak Ming Ma (馬德銘), CE reference ABH572. Currently licensed at 1 firm(s): Holly International Financial Holdings Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-24 | present |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-24 | 2025-06-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-16 | 2024-01-18 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-16 | 2024-01-18 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2021-05-11 | 2023-11-16 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-11 | 2021-05-11 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-14 | 2023-11-16 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-03 | 2021-01-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2020-10-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-03 | 2020-10-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-08-26 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-14 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |