Anthony King Yan Lai
黎敬恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony King Yan Lai (黎敬恩), CE reference AGA420. Currently licensed at 1 firm(s): Hong Tai Capital (Hong Kong) Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-02-29 | present |
| Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-02-14 | 2024-02-29 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-14 | 2024-01-31 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-14 | 2022-09-14 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-23 | 2021-05-14 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-16 | 2019-08-23 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-03 | 2019-02-19 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-24 | 2019-02-19 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-02 | 2013-01-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-01-17 | 2012-12-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-31 | 2012-01-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-13 | 2011-10-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2010-07-13 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-05 | 2010-07-13 |