Jason Kim Fung Ng
吳劍峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Kim Fung Ng (吳劍峰), CE reference BGG503. Currently licensed at 1 firm(s): Huatai (Hong Kong) Futures Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-07-08 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-08 | 2023-08-13 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-08 | 2023-08-13 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-14 | 2022-08-20 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-04-14 | 2022-08-20 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-04 | 2022-04-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-13 | 2022-04-14 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-19 | 2017-11-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-24 | 2017-10-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-24 | 2017-10-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-24 | 2017-10-07 |