Ronald Patrick Lup Man Yu
余立文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Patrick Lup Man Yu (余立文), CE reference APC229. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-05 | 2026-03-15 |
| Horun Capital Management Limited 泓潤資產管理有限公司 |
RO | Type 9 — Asset management | 2024-02-01 | 2026-03-15 |
| FBG Global Assets Limited | RO | Type 4 — Advising on securities | 2022-05-24 | 2024-01-02 |
| FBG Global Assets Limited | RO | Type 9 — Asset management | 2022-05-24 | 2024-01-02 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-03 | 2021-05-21 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 — Asset management | 2020-08-03 | 2021-05-21 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2019-03-14 | 2019-12-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 — Asset management | 2019-03-14 | 2019-12-31 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-28 | 2019-03-14 |
| Leeds Fund International Limited 競富基金國際有限公司 |
Rep | Type 9 — Asset management | 2019-01-28 | 2019-03-14 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2018-10-28 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 — Asset management | 2018-04-11 | 2018-10-28 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-17 | 2017-01-06 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2012-09-17 | 2017-01-06 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-24 | 2009-03-18 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 9 — Asset management | 2007-07-24 | 2009-03-18 |