Pan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pan Li (李攀), a licensed Responsible Officer with CE reference AYF532. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 14.6 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-28 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-12-28 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-05 | 2021-12-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-05 | 2021-12-28 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-28 | 2021-09-10 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-18 | 2021-09-10 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-08 | 2019-10-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-14 | 2019-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2011–2019 |
| Xiaolu Chen | BOCI Asia Limited | 2011–2019 |
| Yi Shen | BOCI Asia Limited | 2011–2019 |
| Yanruo Wang | BOCI Asia Limited | 2011–2019 |
| Chunming Song | BOCI Asia Limited | 2011–2019 |
| Guilin Zhang | BOCI Asia Limited | 2011–2018 |
| Shuai Guo | BOCI Asia Limited | 2012–2019 |
| Paul Chau | BOCI Asia Limited | 2011–2018 |
| Jing Xu | BOCI Asia Limited | 2011–2018 |
| William Wai Tak Tong | BOCI Asia Limited | 2011–2018 |
| Wan Yee Chong | BOCI Asia Limited | 2012–2018 |
| Lili Chen | BOCI Asia Limited | 2011–2017 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2011–2017 |
| Chun Yee Wong | BOCI Asia Limited | 2012–2018 |
| Chun Fai Fong | BOCI Asia Limited | 2011–2017 |
| Kit Ling Lau | BOCI Asia Limited | 2011–2019 |
| Sarah Lai Wong | BOCI Asia Limited | 2011–2019 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2011–2019 |
| Mario Altenburger | BOCI Asia Limited | 2011–2019 |
| Yiu Kei Leung | BOCI Asia Limited | 2011–2019 |