Weimin Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Weimin Chen (陳為民), a licensed Responsible Officer with CE reference AFM256. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 18.0 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 - Advising on securities | 2020-03-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-20 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-31 | 2020-03-20 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-31 | 2020-03-20 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-31 | 2020-03-20 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-26 | 2006-05-20 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-03 | 2006-05-20 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-03 | 2006-05-20 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-24 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Weimin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.