Yixin Cai
蔡一鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixin Cai (蔡一鑫), CE reference BQT023. Currently licensed at 1 firm(s): Houlihan Lokey (China) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-12 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-12 | present |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-12 | present |