Yiu Kwong Kan
簡耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwong Kan (簡耀光), a licensed Responsible Officer with CE reference BDC075. Currently licensed at 1 firm(s): Hong Kong Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-18 | 2023-12-07 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-05-18 | 2023-12-07 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 5 - Advising on futures contracts | 2018-05-17 | 2018-06-26 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-07 | 2017-05-12 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-03-07 | 2017-05-12 |