Wai Kin Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lai (黎偉堅), a licensed Representative with CE reference BFY894. Currently licensed at 2 firm(s): Huajin Futures (International) Limited, Huajin Securities (International) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-29 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-15 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-18 | 2018-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.