Chi Ping Li
李智平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ping Li (李智平), CE reference BCZ784. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Futures (International) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-10 | present |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-10 | present |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2021-10-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-09 | 2021-10-20 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2021-10-20 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2019-07-24 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-22 | 2019-07-24 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-22 | 2019-07-24 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2015-02-15 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2015-02-15 |