Connie Hong Yee Sin
冼康怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Hong Yee Sin (冼康怡), a licensed Representative with CE reference AGJ915. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-05 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-05 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2013-06-26 | 2016-02-29 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-29 | 2011-07-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2010-09-29 | 2013-06-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-03 | 2013-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-06 | 2010-07-02 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-25 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-18 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-18 |