Yim Mui Poon
潘艷梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Mui Poon (潘艷梅), a licensed former licensee with CE reference BBT998. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-26 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2019-10-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-13 | 2015-03-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-27 | 2014-07-14 |