Yim Mui Poon
潘艷梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Mui Poon (潘艷梅), a licensed former licensee with CE reference BBT998. This person has 4.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-26 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-26 | 2019-10-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-13 | 2015-03-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-27 | 2014-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Mui Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.