Yingjun Yuan
袁穎君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingjun Yuan (袁穎君), a licensed former licensee with CE reference AWT865. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-08 | 2024-09-30 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 9 — Asset management | 2023-03-08 | 2024-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-12 | 2020-03-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-12 | 2020-03-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-11 | 2012-11-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-11 | 2012-11-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-11 | 2012-11-30 |