Vivian Lui Chan
陳蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Lui Chan (陳蕾), a licensed former licensee with CE reference AQA561. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2015-03-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2013-06-20 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-22 | 2010-06-18 |