Katherine Ka Yee Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ka Yee Cheung (張嘉儀), a licensed Responsible Officer with CE reference AGJ566. Currently licensed at 1 firm(s): Uni Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.0 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Uni Asset Management Limited 宇鏈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-04 | present |
| Uni Asset Management Limited 宇鏈資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-04 | present |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-06 | 2024-01-31 |
| Verity Capital Limited 洵美資本有限公司 |
RO | Type 9 - Asset management | 2018-04-06 | 2024-01-31 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-30 | 2018-04-06 |
| Verity Capital Limited 洵美資本有限公司 |
Rep | Type 9 - Asset management | 2016-06-30 | 2018-04-06 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-25 | 2016-01-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2012-04-25 | 2016-01-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-02 | 2012-04-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-02 | 2012-04-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2011-03-02 | 2016-01-14 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-11 | 2010-11-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2008-06-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-26 | 2008-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-15 | 2005-04-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-15 | 2004-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Ka Yee Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.