Yanping Wang
王燕萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanping Wang (王燕萍), a licensed former licensee with CE reference AWO201. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | 2022-07-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 9 — Asset management | 2022-06-21 | 2022-07-31 |
| Finloop Finance Limited 星路金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-13 | 2022-07-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2020-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-21 | 2015-11-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-21 | 2015-11-05 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-23 | 2013-08-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-17 | 2014-05-01 |